PROGRAM DESCRIPTION

NATIONAL INSTITUTE OF SECURITIES MARKETS (NISM) CERTIFICATION COURSES:

4. INVESTMENT ADVISER PROGRAM (IAP) LEVEL 1& 2 - NISM SERIES X-A & X-B (LEVEL 1: E-LEARNING & LEVEL 2: HYBRID):

Those taking up these courses will practically be able to learn and implement the below mentioned topics and process.

  1. Learn the basics of investment advisory, steps in the advisory process, making and implementation of financial plan.
  2. Understand how to evaluate different financial products, their suitability and how the recommendation of the same can impact investment risks, returns and strategies in a personal finance environment for investors and prospective investors in the market.
  3. Learn Tax, Wealth and Succession planning for High Networth Individuals.
  4. Get acquainted with Financial planning as an approach to Investing, Insurance, Retirement planning as an aid for advisers to develop long term relationships with their clients.
  5. Understand the Asset Allocation process based on the Life and Wealth Cycle of the investor.
  6. Understand the Securities markets and performance and know the Operational aspects of financial transactions.
  7. Learn the concepts of Personal Financial Planning and Comprehensive Financial Planning.
  8. Understand the Product analysis and selection and also learn the Regulatory and Compliance aspects.

5.RESEARCH ANALYST - NISM SERIES XV (ONLINE AND OFFLINE):

The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as research analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as research analyst and partners of a research analyst, engaged in preparation and/or publication of research report or research analysis. An associated person shall be required to pass the NISM-Series-XV: Research Analyst Certification Examination to fulfill the requirements specified under Regulation 7(2) of the SEBI (Research Analysts) Regulations, 2014. The certification aims to enhance the quality of services provided by research analyst in the financial services industry.